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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CONGDON DAVID S C/O OLD DOMINION FREIGHT LINE, INC. 500 OLD DOMINION WAY THOMASVILLE, NC 27360 |
X | Executive Chairman |
/s/ Ross H. Parr, by Power of Attorney | 01/29/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 348,311 additional shares of common stock. |
(2) | Reflects transfers of (i) 6,501 shares held directly by the reporting person to the David S. Congdon Revocable Trust on May 27, 2020; (ii) 300,000 shares from the David S. Congdon Revocable Trust to the David Congdon 2020-1 Irrevocable Trust on August 4, 2020; (iii) 32,752 shares from Kathryn W. Congdon 2018 GRAT to the David S. Congdon Revocable Trust on September 19, 2020; (iv) 32,752 shares from Earle E. Congdon 2018 GRAT to the David S. Congdon Revocable Trust on September 19, 2020; (v) 10,150 shares from the David S. Congdon Revocable Trust to the Kathryn L. Congdon Revocable Trust on November 3, 2020; (vi) 10,150 shares from the David S. Congdon Revocable Trust to the Marilyn M. Congdon Revocable Trust on November 3, 2020; and (vii) 10,150 shares from the David S. Congdon Revocable Trust to the Ashlyn L. Congdon Revocable Trust on November 3, 2020. |
(3) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 6,292 additional shares of common stock. |
(4) | Reflects a transfer of 6,501 shares held directly by the reporting person to the David S. Congdon Revocable Trust dated 12/3/91 on May 27, 2020. |
(5) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 28,555 additional shares of common stock. |
(6) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 69,692 additional shares of common stock. |
(7) | Reflects transfers of (i) 100,000 shares from the Helen S. Congdon Revocable Inter Vivos Trust 2012 to the Helen Congdon 2020-1 Irrevocable Trust on April 30, 2020; and (ii) 13,060 shares from the Helen S. Congdon Revocable Inter Vivos Trust 2012 to the Helen S. Congdon Equalization Trust 2020 on December 29, 2020. |
(8) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 158,202 additional shares of common stock. |
(9) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 311,238 additional shares of common stock. |
(10) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 159,178 additional shares of common stock. |
(11) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 178,106 additional shares of common stock. |
(12) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 46,630 additional shares of common stock. |
(13) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 114,024 additional shares of common stock. |
(14) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 114,023 additional shares of common stock. |
(15) | On March 25, 2020, the common stock of Old Dominion Freight Line, Inc. began trading on a 3-for-2 stock split-adjusted basis, resulting in the reporting person's ownership of 96,445 additional shares of common stock. |
(16) | Reflects a transfer of 55,650 shares from Sara Smith Yowell to the Yowell Family 2020 FST Trust on November 24, 2020. |
(17) | Reflects transfers of (i) 296,250 shares from the Audrey L. Congdon Irrevocable Trust #2 to the Audrey Condon Irrevocable Trust #2 FBO Megan Oglesby on November 2, 2020; (ii) 93,830 shares from the Audrey L. Congdon Irrevocable Trust #2 to the Audrey Condon Irrevocable Trust #2 FBO Megan Oglesby on November 2, 2020; and (iii) 38,315 shares from the Audrey L. Congdon Irrevocable Trust #2 to the Audrey Condon Irrevocable Trust #2 FBO Seth Yowell on November 2, 2020. |
(18) | Reflects transfers of (i) 296,250 shares from the Audrey L. Congdon Irrevocable Trust #2 2004 to the Audrey Congdon Irrevocable Trust #2 FBO Megan Oglesby on November 2, 2020; and (ii) 93,830 shares from the Audrey Congdon Irrevocable Trust #2 FBO Megan Oglesby to the Megan Elise Oglesby Revocable Inter Vivos Trust 2014 on November 12, 2020. |
(19) | Reflects transfers of (i) 296,250 shares from the Audrey L. Congdon Irrevocable Trust #2 2004 to the Audrey Congdon Irrevocable Trust #2 FBO Megan Oglesby on November 2, 2020; and (ii) 38,315 shares from the Audrey Congdon Irrevocable Trust #2 FBO Seth Yowell to Seth Yowell on November 12, 2020. |
(20) | Reflects transfers of (i) 73 shares from Sara Yowell to the J. Benjamin Yowell 2020 Trust on November 24, 2020; and (ii) 71 shares from Seth Yowell to the J. Benjamin Yowell 2020 Trust on November 24, 2020. |
(21) | Reflects transfers of (i) 73 shares from Sara Yowell to the Clay Yowell 2020 Trust on November 24, 2020; and (ii) 71 shares from Seth Yowell to the Clay Yowell 2020 Trust on November 24, 2020. |
(22) | Reflects transfers of (i) 73 shares from Sara Yowell to the Andrew Yowell 2020 Trust on November 24, 2020; and (ii) 71 shares from Seth Yowell to the Andrew Yowell 2020 Trust on November 24, 2020. |