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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CONGDON JOHN R JR C/O OLD DOMINION FREIGHT LINE, INC. 500 OLD DOMINION WAY THOMASVILLE, NC 27360 |
X | X | Member of Section 13(d) group |
/s/ John R. Congdon, Jr. | 02/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects a transfer of 39,995 shares from the John R. Congdon, Jr. 2011 GRAT #1 to the John R. Congdon, Jr. Revocable Trust on August 30, 2013. |
(2) | Reflects a transfer of 4,148 shares from the John R. Congdon, Jr. 2010 GRAT #2 to the John R. Congdon, Jr. Revocable Trust on August 6, 2013. |
(3) | Reflects a transfer of 35,557 shares from the John R. Congdon, Jr. 2012 GRAT #1 to the John R. Congdon, Jr. Revocable Trust on August 21, 2013. |
(4) | Reflects a transfer of 10,702 shares from the John R. Congdon, Jr. 2012 GRAT #2 to the John R. Congdon, Jr. Revocable Trust on August 21, 2013. |
(5) | Reflects a transfer of 50,000 shares from the John R. Congdon, Jr. Revocable Trust to the John R. Congdon, Jr. 2013 GRAT #1 on November 20, 2013. |
(6) | Reflects a transfer of 50,000 shares from the John R. Congdon, Jr. Revocable Trust to the John R. Congdon, Jr. 2013 GRAT #2 on November 20, 2013. |
(7) | Reflects a transfer of 6,996 shares from the John R. Congdon, Jr. 2009 GRAT to the John R. Congdon, Jr. Revocable Trust on November 25, 2013. |
(8) | John R. Congdon, Jr. serves as a manager of Congdon Family, LLC. The John R. Congdon, Jr. Revocable Trust, which John R. Congdon, Jr. serves as the trustee of, is a member of Congdon Family, LLC. Following the death of John R. Congdon, on November 20, 2013 John R. Congdon, Jr. became a co-trustee of The John R. Congdon Irrevocable Trust, which also is a member of Congdon Family, LLC. The reported amount includes The John R. Congdon Irrevocable Trust's membership interest in Congdon Family, LLC. |
(9) | Previous filings inadvertently over-reported the number of shares held by the John R. Congdon, Jr. 2011 GRAT #1 by five shares. |