UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YOWELL AUDREY C 606 HILLCREST DRIVE HIGH POINT, NC 27262 |
X | Member of Section 13(d) group | ||
Audrey L. Congdon Irrevocable Trust Number Two 606 HILLCREST DRIVE HIGH POINT, NC 27262 |
X | Member of Section 13(d) group | ||
Seth Morgan Yowell Irrevocable Inter Vivos Trust 606 HILLCREST DRIVE HIGH POINT, NC 27262 |
X | Member of Section 13(d) group | ||
Megan Elise Yowell Irrevocable Inter Vivos Trust 606 HILLCREST DRIVE HIGH POINT, NC 27262 |
X | Member of Sectino 13(d) group | ||
Penley Melissa A. 65 BEACH ROAD SOUTH WILMINGTON, NC 28411 |
X | Member of Section 13(d) group | ||
Penley Mark A 65 BEACH ROAD SOUTH WILMINGTON, NC 28411 |
X | Member of Section 13(d) group | ||
Penley Matthew A. 3608 ROY MESSER HIGHWAY WHITE PINE, TN 37890 |
X | Member of Sectin 13(d) group | ||
Pigman Karen C 65 BEACH ROAD SOUTH WILMINGTON, NC 28411 |
X | Member of Section 13(d) group |
/s/ Joel B. McCarty, Jr., by Power of Attorney | 09/09/2010 | |
**Signature of Reporting Person | Date | |
/s/ Joel B. McCarty, Jr., by Power of Attorney | 09/09/2010 | |
**Signature of Reporting Person | Date | |
/s/ Joel B. McCarty, Jr., by Power of Attorney | 09/09/2010 | |
**Signature of Reporting Person | Date | |
/s/ Joel B. McCarty, Jr., by Power of Attorney | 09/09/2010 | |
**Signature of Reporting Person | Date | |
/s/ Joel B. McCarty, Jr., by Power of Attorney | 09/09/2010 | |
**Signature of Reporting Person | Date | |
/s/ Joel B. McCarty, Jr., by Power of Attorney | 09/09/2010 | |
**Signature of Reporting Person | Date | |
/s/ Joel B. McCarty, Jr., by Power of Attorney | 09/09/2010 | |
**Signature of Reporting Person | Date | |
/s/ Joel B. McCarty, Jr., by Power of Attorney | 09/09/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are beneficially owned by Audrey L. Congdon Yowell, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act. The other members of the Section 13(d) group are identified in a Schedule 13D filed with the Securities and Exchange Commission on September 9, 2010. |
(2) | These securities are beneficially owned by the Audrey L. Congdon Irrevocable Trust Number Two, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act. The other members of the Section 13(d) group are identified in a Schedule 13D filed with the Securities and Exchange Commission on September 9, 2010. |
(3) | These securities are beneficially owned by the Seth Morgan Yowell Irrevocable Inter Vivos Trust, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act. The other members of the Section 13(d) group are identified in a Schedule 13D filed with the Securities and Exchange Commission on September 9, 2010. |
(4) | These securities are beneficially owned by the Seth Morgan Yowell Irrevocable Inter Vivos Trust, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act. The other members of the Section 13(d) group are identified in a Schedule 13D filed with the Securities and Exchange Commission on September 9, 2010. |
(5) | These securities are beneficially owned by Melissa A. Penley, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act. The other members of the Section 13(d) group are identified in a Schedule 13D filed with the Securities and Exchange Commission on September 9, 2010. |
(6) | These securities are beneficially owned by Matthew A. Penley, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act. The other members of the Section 13(d) group are identified in a Schedule 13D filed with the Securities and Exchange Commission on September 9, 2010. |
(7) | These securities are beneficially owned by Mark A. Penley, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act. The other members of the Section 13(d) group are identified in a Schedule 13D filed with the Securities and Exchange Commission on September 9, 2010. |
(8) | These securities are beneficially owned by Karen C. Pigman, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act. The other members of the Section 13(d) group are identified in a Schedule 13D filed with the Securities and Exchange Commission on September 9, 2010. |